The Role:
Personal compliance with all regulatory issues and promotion of a compliance culture
throughout the department Fundamental appreciation
of strategic asset allocation for clients and its relevance in implementing private
client portfolios Ensuring that all personal records
in relation to FSA approved persons performance reviews and training and competency
issues are kept up to date Dealing for clients in
stocks, shares and collectives Client acquisition
including pitching for new business Extensive knowledge
of globally investment, balanced portfolios and a range of asset management
Provide a professional investment service to all clients, developing existing
and new client relationships in line with the Company's business objectives
Work with the Portfolio Manager to review clients' portfolios for the ongoing
suitability of investments Arrange deals in accordance
with client documentation or execution only basis as appropriate.
Keep abreast of market investment information and maintain a working knowledge
of all professional developments ensuring this is acted upon in the company's
and the client's interests | 
